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Are there any additional fees beyond the listed price?
No. The price you see is the total. It includes the $3 per credit IAR CE reporting fee, so nothing is added at checkout and nothing is billed later when your credits are reported.
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What is the IAR CE reporting fee, and who pays it?
When a provider reports a completed course to your CRD record, a fee of $3 per credit applies. Some providers add this fee at checkout. We pay it for you out of the course price, and we submit the report on your behalf.
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Do the bundles include the reporting fee for every credit?
Yes. Every credit in a bundle is reported with the fee already covered. The 12-credit bundle includes all $36 in reporting fees, and each 6-credit bundle includes $18.
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Should I buy individual courses or a bundle?
Buy individual courses if you only need a few credits or want specific topics. Choose a bundle if you need a full category or the whole year, since bundles cost less per credit.
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Can I retake a course I completed in a prior year?
Not for credit. A course you have already completed does not count toward the requirement again, even in a later year. If you took our courses before, choose ones you haven't completed.
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What information do I need to enroll?
Your CRD number and your first and last name as they appear in CRD, so your completion can be reported to the correct record.
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How do I know which category a course counts toward?
Each course is labeled either Products & Practices or Ethics & Professional Responsibility. The two categories are not interchangeable, so check which credits you still need before you enroll.
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Do you offer pricing for firms enrolling several advisers?
Yes. We can enroll multiple advisers from the same firm in one order. Each adviser's completion is reported to their own CRD record, with the reporting fee included. Use our Contact Us page to get started.
Products
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C27886 IA Compliance: ADV, Contract and Communication (1 Credit)
CourseThis course covers essential compliance for investment advisers: Form ADV, contracts, communications, recordkeeping, and supervision. Learn current regulations and best practices to meet RIA obligations effectively.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C27887 Code of Ethics: Analysis & Application (2 Credits)
CourseLearn the highest standard of care, prudent investor standards, suitability requirements, and how to manage conflicts of interest while acting in clients' best interests.
$19.95
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C27885 Fiduciary Ethics for Investment Advisers (1 Credit)
CourseThis course equips RIAs with essential fiduciary obligations and ethical practices. Learn the highest standard of care, prudent investor standards, suitability requirements, and conflict of interest management.
$9.99
Frequently Asked Questions (FAQ)
Pricing and enrollment FAQ