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Are there any additional fees beyond the listed price?
No. The price you see is the total. It includes the $3 per credit IAR CE reporting fee, so nothing is added at checkout and nothing is billed later when your credits are reported.
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What is the IAR CE reporting fee, and who pays it?
When a provider reports a completed course to your CRD record, a fee of $3 per credit applies. Some providers add this fee at checkout. We pay it for you out of the course price, and we submit the report on your behalf.
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Do the bundles include the reporting fee for every credit?
Yes. Every credit in a bundle is reported with the fee already covered. The 12-credit bundle includes all $36 in reporting fees, and each 6-credit bundle includes $18.
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Should I buy individual courses or a bundle?
Buy individual courses if you only need a few credits or want specific topics. Choose a bundle if you need a full category or the whole year, since bundles cost less per credit.
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Can I retake a course I completed in a prior year?
Not for credit. A course you have already completed does not count toward the requirement again, even in a later year. If you took our courses before, choose ones you haven't completed.
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What information do I need to enroll?
Your CRD number and your first and last name as they appear in CRD, so your completion can be reported to the correct record.
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How do I know which category a course counts toward?
Each course is labeled either Products & Practices or Ethics & Professional Responsibility. The two categories are not interchangeable, so check which credits you still need before you enroll.
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Do you offer pricing for firms enrolling several advisers?
Yes. We can enroll multiple advisers from the same firm in one order. Each adviser's completion is reported to their own CRD record, with the reporting fee included. Use our Contact Us page to get started.
Products
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82488 The Rollover Conflict: Ethics in Retirement Income and Rollover Advice(1 Credit)
CourseA rollover often pays the adviser only if the money moves. Learn to recognize that conflict, disclose it in plain language, protect vulnerable clients, and work through hard cases. 1.0 IAR CE Ethics and Professional Responsibility credit.
$9.99
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C82487 From Savings to Income: Retirement Income and Rollover Recommendations (1 Credit)
CourseEarn 1.0 IAR CE Products and Practice credit. This self-study course covers retirement risks, Social Security claiming, annuities, RMDs, and withdrawal strategies, then walks through a six-step rollover analysis and how to document it.
$9.99
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All IAR CE Courses & Bundles, IAR CE Bundles
6 Credit Hours — Ethics
BundleEarn all 6 Ethics & Professional Responsibility IAR CE credits in one self-paced bundle: fiduciary duty, code of ethics, client privacy, and senior investors. NASAA-approved, reported to CRD, with the per-credit reporting fee included.
$54.99
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All IAR CE Courses & Bundles, IAR CE Bundles
6 Credit Hours — Products & Practices
BundleEarn all 6 Products & Practices IAR CE credits in one self-paced bundle: suitability, the SEC Marketing Rule, AI compliance, Form ADV, and more. NASAA-approved, reported to CRD, with the per-credit reporting fee included.
$54.99
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All IAR CE Courses & Bundles, IAR CE Bundles
12 Credit Hours
BundleComplete your full 12-hour IAR CE requirement in one self-paced bundle: 6 Products & Practices and 6 Ethics credits. NASAA-approved, reported to CRD, with the per-credit reporting fee included.
$99.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82201 Client Privacy and Data Security: The Ethics of Trust (Intermediate) (1 Credit)
CourseCovers the SEC's 2024 Regulation S-P amendments, incident response and notification, vendor due diligence, AI, and cloud services, with ethical decision-making throughout. Reported to CRD. Reporting fee included.
$9.99
Frequently Asked Questions (FAQ)
Pricing and enrollment FAQ