IAR Continuing Education Courses
Specialized continuing education for investment adviser representatives—delivering practical, regulatory-focused courses that keep RIA professionals informed, compliant, and career-ready.
Continuing Education Courses
Your completion is reported to CRD for you, and the per-credit reporting fee is included in the price.
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82518 More Than a Client: The Ethics of Loans, Gifts, and Personal Ties (1 Credit)
CourseLearn what to do when a client offers a loan, a gift, a bequest, or a role as trustee, and why each one is a conflict. A beginner-level, self-study IAR CE course in plain language, with four case studies. 1.0 Ethics credit.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82509 Worth the Fee: The Ethics of Advisory Fees and Billing (1 Credit)
CourseLearn why the advisory fee is an ethics issue, the billing errors examiners find most often, and how to spot a fee charged for service not delivered. A beginner-level, self-study IAR CE course with four case studies. 1.0 Ethics credit.
$9.99
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C82499 In Their Words: Testimonials, Endorsements, and Promoters (1 Credit)
CourseLearn what the SEC Marketing Rule requires before your firm uses a client review, pays for a referral, or displays an award. A beginner-level, self-study IAR CE course in plain language, with three case studies. 1.0 Products and Practice credit.
$9.99
NASAA IAR CE STATES
Does your state require IAR CE?
The NASAA IAR CE Model Rule requires Investment Adviser Representatives to complete 12 hours of continuing education annually: 6 hours of Products and Practices and 6 hours of Ethics and Professional Responsibility.
In effect
- Arkansas (2023)
- California (2024)
- Colorado (2024)
- Florida (2024)
- Hawaii (2024)
- Illinois (2026)
- Kentucky (2023)
- Maryland (2022)
- Michigan (2023)
- Minnesota (2025)
- Mississippi (2022)
- Nebraska (2025)
- Nevada (2024)
- New Jersey (2025)
- North Dakota (2024)
- Oklahoma (2023)
- Oregon (2023)
- Rhode Island (2025)
- South Carolina (2023)
- Tennessee (2024)
- U.S. Virgin Islands (2025)
- Vermont (2022)
- Washington, D.C. (2023)
- Wisconsin (2023)
Starting January 1, 2027
- Indiana (2027)
Source: NASAA IAR CE Member Adoption. Year shown is the first year the requirement applied. Last verified October 2026.
Get IAR CE Reminders
A reminder before your annual deadline, plus news when states adopt the rule and when we add new courses.