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Are there any additional fees beyond the listed price?
No. The price you see is the total. It includes the $3 per credit IAR CE reporting fee, so nothing is added at checkout and nothing is billed later when your credits are reported.
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What is the IAR CE reporting fee, and who pays it?
When a provider reports a completed course to your CRD record, a fee of $3 per credit applies. Some providers add this fee at checkout. We pay it for you out of the course price, and we submit the report on your behalf.
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Do the bundles include the reporting fee for every credit?
Yes. Every credit in a bundle is reported with the fee already covered. The 12-credit bundle includes all $36 in reporting fees, and each 6-credit bundle includes $18.
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Should I buy individual courses or a bundle?
Buy individual courses if you only need a few credits or want specific topics. Choose a bundle if you need a full category or the whole year, since bundles cost less per credit.
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Can I retake a course I completed in a prior year?
Not for credit. A course you have already completed does not count toward the requirement again, even in a later year. If you took our courses before, choose ones you haven't completed.
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What information do I need to enroll?
Your CRD number and your first and last name as they appear in CRD, so your completion can be reported to the correct record.
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How do I know which category a course counts toward?
Each course is labeled either Products & Practices or Ethics & Professional Responsibility. The two categories are not interchangeable, so check which credits you still need before you enroll.
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Do you offer pricing for firms enrolling several advisers?
Yes. We can enroll multiple advisers from the same firm in one order. Each adviser's completion is reported to their own CRD record, with the reporting fee included. Use our Contact Us page to get started.
Products
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82488 The Rollover Conflict: Ethics in Retirement Income and Rollover Advice(1 Credit)
CourseA rollover often pays the adviser only if the money moves. Learn to recognize that conflict, disclose it in plain language, protect vulnerable clients, and work through hard cases. 1.0 IAR CE Ethics and Professional Responsibility credit.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82201 Client Privacy and Data Security: The Ethics of Trust (Intermediate) (1 Credit)
CourseCovers the SEC's 2024 Regulation S-P amendments, incident response and notification, vendor due diligence, AI, and cloud services, with ethical decision-making throughout. Reported to CRD. Reporting fee included.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82200 Client Privacy and Data Security: The Ethics of Trust (Beginner) (1 Credit)
CourseA self-study CE course framing client privacy as a fiduciary duty, not just a compliance task. IARs learn why confidentiality matters, how Regulation S-P turns it into daily requirements, and how to spot privacy risks through advisory scenarios.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C28473 Ethics for Senior Investor Care (1 Credit)
CourseThe course teaches IARs ethical frameworks for senior protection. Topics include recognizing diminished capacity, detecting exploitation, reporting obligations, and trusted contacts. (1 Credit)
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C27887 Code of Ethics: Analysis & Application (2 Credits)
CourseLearn the highest standard of care, prudent investor standards, suitability requirements, and how to manage conflicts of interest while acting in clients' best interests.
$19.95
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C27885 Fiduciary Ethics for Investment Advisers (1 Credit)
CourseThis course equips RIAs with essential fiduciary obligations and ethical practices. Learn the highest standard of care, prudent investor standards, suitability requirements, and conflict of interest management.
$9.99
Frequently Asked Questions (FAQ)
Pricing and enrollment FAQ