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Are there any additional fees beyond the listed price?
No. The price you see is the total. It includes the $3 per credit IAR CE reporting fee, so nothing is added at checkout and nothing is billed later when your credits are reported.
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What is the IAR CE reporting fee, and who pays it?
When a provider reports a completed course to your CRD record, a fee of $3 per credit applies. Some providers add this fee at checkout. We pay it for you out of the course price, and we submit the report on your behalf.
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Do the bundles include the reporting fee for every credit?
Yes. Every credit in a bundle is reported with the fee already covered. The 12-credit bundle includes all $36 in reporting fees, and each 6-credit bundle includes $18.
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Should I buy individual courses or a bundle?
Buy individual courses if you only need a few credits or want specific topics. Choose a bundle if you need a full category or the whole year, since bundles cost less per credit.
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Can I retake a course I completed in a prior year?
Not for credit. A course you have already completed does not count toward the requirement again, even in a later year. If you took our courses before, choose ones you haven't completed.
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What information do I need to enroll?
Your CRD number and your first and last name as they appear in CRD, so your completion can be reported to the correct record.
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How do I know which category a course counts toward?
Each course is labeled either Products & Practices or Ethics & Professional Responsibility. The two categories are not interchangeable, so check which credits you still need before you enroll.
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Do you offer pricing for firms enrolling several advisers?
Yes. We can enroll multiple advisers from the same firm in one order. Each adviser's completion is reported to their own CRD record, with the reporting fee included. Use our Contact Us page to get started.
Products
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C82200 Client Privacy and Data Security: The Ethics of Trust (Beginner) (1 Credit)
CourseA self-study CE course framing client privacy as a fiduciary duty, not just a compliance task. IARs learn why confidentiality matters, how Regulation S-P turns it into daily requirements, and how to spot privacy risks through advisory scenarios.
$9.99
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C82111 Suitability Under the Lens - Investment Recommendations, Product Disclosures, and the 2026 SEC Examination Priorities (1 Credit)
CourseA 60-minute intermediate IAR CE course on the SEC's 2026 suitability priority. Covers older investors, dual-hatted advisers, new private funds, volatility-sensitive products, and first-time fund readiness — with file note checklists throughout.
$9.99
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All IAR CE Courses & Bundles, Ethics & Professional Responsibility CE
C28473 Ethics for Senior Investor Care (1 Credit)
CourseThe course teaches IARs ethical frameworks for senior protection. Topics include recognizing diminished capacity, detecting exploitation, reporting obligations, and trusted contacts. (1 Credit)
$9.99
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C28364 Investment Strategy Basics (Module 1) (1 Credit)
CourseLearn essential investment strategies for diverse client needs, covering Modern Portfolio Theory, asset allocation, risk assessment, and emerging trends like alternative investments and behavioral finance. (1 CE hour)
$9.99
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All IAR CE Courses & Bundles, Products & Practices IAR CE Courses
C28337 AI Compliance for Investment Advisers (1 Credit)
CourseThis 60-minute CE course teaches investment adviser representatives how to ensure AI usage complies with SEC, FINRA, and state regulations. Topics include privacy requirements, oversight obligations, fiduciary duties, and regulatory frameworks.
$9.99
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All IAR CE Courses & Bundles, IAR CE Bundles
6 Credit Hours
BundleThis 6-credit hour bundle includes 3 Products & Practices and 3 Ethics & Professional Responsibility, providing comprehensive continuing education credit to advance your professional development. Completion reported to CRD. Reporting fee included.
$54.99
Frequently Asked Questions (FAQ)
Pricing and enrollment FAQ